Securities

Investment Banking

The Securities segment provides tax-exempt and taxable bond sales, trading, underwriting, research, and public finance services. Riedl First Securities Company of Kansas is a leader in the state of Kansas in investment banking and offers complete investment services and products to clients and investors. This group is responsible for originating, structuring, and marketing public and private placements of debt securities, primarily tax-exempt bonds, for domestic and emerging market corporations.


Structuring Difficult Financing into Secure Marketable Products

Riedl First Securities has acted as manager for numerous competitive and negotiated bond issues, and due to its marketing reputation and expertise, is often invited by other firms to participate in the marketing of their bond issues. Recent calculations indicate that the firm has been involved as consultants and/or underwriters in over $5 billion of tax-exempt bonds in the state. The firm has repeatedly demonstrated the ability to structure difficult financing into secure marketable products.


Sales and Trading Services

The depth and excellence of Riedl First Securities sales and trading department plays an integral part in the firm’s ability to provide a market for municipal bonds and successfully bring new issues to market. This group uses its expertise and experience to serve corporate and individual investors, providing financial advice on stocks, bonds, and mutual funds. The firm’s clients include a large number of individual investors, small institutional investors, and large national investors.

Financial Advisory Services

Riedl First Securities is registered members of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC) and MSRB-registered (Municipal Securities Rulemaking Board). Riedl First Securities continues to provide financial advisory services to public and private entities throughout the State of Kansas, primarily with regards to the issuance of tax exempt public and private financing.


For more information about Securities, call us at 316-265-9341.

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